Fehsenfeld Fred M Jr's Form 4 filing
Heritage-Crystal Clean, Inc. (HCCI) · filed Aug 15, 2022
- Accession no.
- 0001403431-22-000067
- Filed
- Aug 15, 2022
- Trade date
- Feb 1-Aug 15, 2022
- Filing delay
- 195 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $10.6M. It was filed 195 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fehsenfeld Fred M JrCIK 0001350849 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | GGiftDisposed | −400,000 | $0.00 | $0 | 637,647 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −32,561 | $35.05F2 | −$1,141,263.05 | 708,268 | Indirect | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −6,716 | $35.90F4 | −$241,104.4 | 701,552 | Indirect | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −142,498 | $35.08F5 | −$4,998,829.84 | 559,054 | Indirect | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −118,225 | $35.30F6 | −$4,173,342.5 | 440,829 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price is a volume weighted average price. The shares of Common Stock ("Shares") were sold in multiple transactions at prices ranging from $34.72 to $35.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of Shares sold by each of the Trusts (defined below) at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $35.50 to $36.02, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.68 to $35.26, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.82 to $35.64, inclusive.
Referenced by the price of 1 transaction in Table I.