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Sims David C's Form 4 filing

Eagle Capital Growth Fund, Inc. (GRF) · filed Oct 17, 2025

Accession no.
0001401612-25-000003
Filed
Oct 17, 2025
Trade date
Sep 30-Oct 16, 2025
Filing delay
17 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions. Open-market purchases total $104.3K. It was filed 17 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sims David CCIK 0001401612Director, Officer (CFO, CCO, Secretary, Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 30, 2025Common StockLLess common codeAcquired+285$10.58+$3,015.3200,182.1Direct
Oct 15, 2025Common StockPPurchaseAcquired+1,010$10.56+$10,665.6201,192.1Direct
Oct 15, 2025Common StockPPurchaseAcquired+3,000$10.55+$31,650204,192.1Direct
Oct 15, 2025Common StockPPurchaseAcquired+2,000$10.52+$21,040206,192.1Direct
Oct 15, 2025Common StockPPurchaseAcquired+1,000$10.51+$10,510207,192.1Direct
Oct 16, 2025Common StockPPurchaseAcquired+1,926$10.72+$20,646.72209,118.1Direct
Oct 16, 2025Common StockPPurchaseAcquired+874$10.76+$9,404.24209,992.1Direct
Oct 16, 2025Common StockPPurchaseAcquired+40$10.74+$429.6210,032.1Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)