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Lux Neal's Form 4/A amendment

Amended

Forum Energy Technologies, Inc. (FET) · filed May 18, 2023

Accession no.
0001401257-23-000058
Filed
May 18, 2023
Rule 10b5-1 plan
Not checked
Original filed
May 15, 2023

This filing lists no transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $474.9K.

This amendment restates part of 0001401257-23-000049 (filed May 15, 2023). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lux NealCIK 0001812312Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001401257-23-000049 (filed May 15, 2023).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001401257-23-000049
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 11, 2023Common StockPPurchaseAcquired+5,000$21.55F1+$107,750111,213Direct
May 12, 2023Common StockPPurchaseAcquired+17,000$21.60F2+$367,200128,213Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F1

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $21.28 and $21.78. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $21.33 and $21.86. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On May 15, 2023, the reporting person filed a Form 4, which inadvertently reported that following his acquisition of 17,000 shares he owned 128,213 shares of common stock. As reported in this amendment, the reporting person owned 119,946 shares of common stock following such purchase.

Read the full filing on SEC EDGAR (opens in a new tab)