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Battat David A's Form 4/A amendment

Amended

Atrion Corp (ATRI) · filed Nov 20, 2023

Accession no.
0001400964-23-000004
Filed
Nov 20, 2023
Rule 10b5-1 plan
Not checked
Original filed
Nov 16, 2023

This filing lists no transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $90.0K.

This amendment restates part of 0001400964-23-000003 (filed Nov 16, 2023). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Battat David ACIK 0001400964Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001400964-23-000003 (filed Nov 16, 2023).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001400964-23-000003
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2023common stockPPurchaseAcquired+300$300.00+$90,00039,400Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On November 16, 2023, the reporting person filed a Form 4 that inadvertently failed to report that he owned indirectly shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person owned indirectly 55,500 shares of the issuer's common stock.

Read the full filing on SEC EDGAR (opens in a new tab)