Petro Joseph Carl's Form 4 filing
Nuance Communications, Inc. (NUAN) · filed Nov 18, 2021
- Accession no.
- 0001400662-21-000008
- Filed
- Nov 18, 2021
- Trade date
- Nov 16-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Petro Joseph CarlCIK 0001400662 | Officer (EVP & Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | AGrant or awardAcquired | +56,257 | $0.00 | $0 | 257,714 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −39,301 | $55.02 | −$2,162,341.02 | 218,413 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −18,841 | $55.39 | −$1,043,602.99 | 199,572 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.