Goldstein Phillip's Form 4 filing
High Income Securities Fund (PCF) · filed Aug 21, 2026
- Accession no.
- 0001398344-26-015264
- Filed
- Aug 21, 2026, 4:06 PM ET
- Trade date
- Aug 19-20, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $134.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein PhillipCIK 0001067621 | Director, Other: Affiliate of the Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2026 | Common Stock | PPurchaseAcquired | +10,000 | $5.40 | +$54,000 | 57,860 | Direct | |
| Aug 19, 2026 | Common Stock | PPurchaseAcquired | +10,000 | $5.37 | +$53,700 | 67,860 | Direct | |
| Aug 20, 2026 | Common Stock | PPurchaseAcquired | +5,000 | $5.34 | +$26,700 | 72,860 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.