Goldstein Phillip's Form 4 filing
High Income Securities Fund (PCF) · filed Apr 9, 2026
- Accession no.
- 0001398344-26-006338
- Filed
- Apr 9, 2026
- Trade date
- Apr 7-8, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $31.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein PhillipCIK 0001067621 | Director, Other: Affiliate of the Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 7, 2026 | Common Stock | PPurchaseAcquired | +5,088 | $5.45F1 | +$27,729.6 | 46,441 | Direct | |
| Apr 8, 2026 | Common Stock | PPurchaseAcquired | +600 | $5.53 | +$3,318 | 47,041 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price.
Referenced by the price of 1 transaction in Table I.