RiverNorth Financial Holdings, LLC's Form 4 filing
RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) · filed Nov 3, 2025
- Accession no.
- 0001398344-25-020228
- Filed
- Nov 3, 2025
- Trade date
- Oct 31-Nov 3, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $39.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RiverNorth Financial Holdings, LLCCIK 0002085200 | Other: Affiliate of the Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2025 | Common Stock | PPurchaseAcquired | +1,032 | $14.66 | +$15,129.12 | 33,008 | Direct | |
| Nov 3, 2025 | Common Stock | PPurchaseAcquired | +1,640 | $14.65 | +$24,026 | 34,648 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.