Adler Richard H's Form 4 filing
Lind Capital Partners Municipal Credit Income Fund · filed Dec 26, 2023
- Accession no.
- 0001398344-23-023398
- Filed
- Dec 26, 2023
- Trade date
- Dec 1, 2023
- Filing delay
- 25 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $180.9K. It was filed 25 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adler Richard HCIK 0001912850 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | LCPMX shares | SSaleDisposed | −16,076.98 | $8.69 | −$139,708.96 | 63.33 | Indirect | |
| Dec 1, 2023 | LCPMX shares | SSaleDisposed | −4,741.84 | $8.69 | −$41,206.59 | 18.68 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.