O'Neill Stephen Andrew's Form 4 filing
RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) · filed Feb 13, 2023
- Accession no.
- 0001398344-23-003076
- Filed
- Feb 13, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $395.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Neill Stephen AndrewCIK 0001662140 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | SSaleDisposed | −8,479.31 | $18.50 | −$156,867.24 | 13,000 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −600 | $18.37 | −$11,022 | 12,400 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −100 | $18.39 | −$1,839 | 12,300 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −300 | $18.38 | −$5,514 | 12,000 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −12,000 | $18.36 | −$220,320 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.