Galley Patrick W.'s Form 4 filing
RiverNorth Capital & Income Fund, Inc. (RSF) · filed Feb 8, 2023
- Accession no.
- 0001398344-23-002438
- Filed
- Feb 8, 2023
- Trade date
- Feb 3, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $674.1K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Galley Patrick W.CIK 0001646929 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | PPurchaseAcquired | +7,926 | $15.84 | +$125,547.84 | 142,200 | Direct | |
| Feb 3, 2023 | Common Stock | PPurchaseAcquired | +18,421 | $15.84 | +$291,788.64 | 150,126 | Direct | |
| Feb 3, 2023 | Common Stock | PPurchaseAcquired | +16,211 | $15.84 | +$256,782.24 | 168,547 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.