Galley Patrick W.'s Form 4 filing
RiverNorth Capital & Income Fund, Inc. (RSF) · filed Dec 23, 2022
- Accession no.
- 0001398344-22-024971
- Filed
- Dec 23, 2022
- Trade date
- Dec 22, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market sales total $176.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Galley Patrick W.CIK 0001646929 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2022 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | SSaleDisposed | −182 | $24.90 | −$4,531.8 | 50,837 | Direct | |
| Dec 22, 2022 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | SSaleDisposed | −45 | $24.88 | −$1,119.6 | 50,792 | Direct | |
| Dec 22, 2022 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | SSaleDisposed | −598 | $24.87 | −$14,872.26 | 50,194 | Direct | |
| Dec 22, 2022 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | SSaleDisposed | −21 | $24.85 | −$521.85 | 50,173 | Direct | |
| Dec 22, 2022 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | SSaleDisposed | −1,676 | $24.83 | −$41,615.08 | 48,497 | Direct | |
| Dec 22, 2022 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | SSaleDisposed | −3,976 | $24.82 | −$98,684.32 | 44,521 | Direct | |
| Dec 22, 2022 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | SSaleDisposed | −595 | $24.81 | −$14,761.95 | 43,926 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.