Baerenz Frederick's Form 4 filing
AOG Institutional Fund · filed Sep 7, 2022
- Accession no.
- 0001398344-22-018162
- Filed
- Sep 7, 2022
- Trade date
- Feb 1-Sep 1, 2022
- Filing delay
- 218 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $680.0K. It was filed 218 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001580642-24-002049 (Apr 8, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baerenz FrederickCIK 0001906588 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +13,333.33 | $15.00 | +$199,999.95 | 20,000 | Indirect | |
| May 2, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +14,248.7 | $15.44 | +$219,999.93 | 34,248.7 | Direct | |
| Jul 1, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +5,228.76 | $15.30 | +$80,000.03 | 39,477.46 | Direct | |
| Jul 1, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +5,228.76 | $15.30 | +$80,000.03 | 44,706.22 | Indirect | |
| Sep 1, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +3,242.54 | $15.42 | +$49,999.97 | 47,948.76 | Direct | |
| Sep 1, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +3,242.54 | $15.42 | +$49,999.97 | 51,191.3 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.