Williams Paul Jay's Form 4 filing
Cliffwater Corporate Lending Fund · filed Mar 22, 2022
- Accession no.
- 0001398344-22-006154
- Filed
- Mar 22, 2022
- Trade date
- Mar 18, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $915.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams Paul JayCIK 0001862539 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Shares | PPurchaseAcquired | +63,839.7 | $10.73 | +$684,999.98 | 63,839.7 | Direct | |
| Mar 18, 2022 | Common Shares | PPurchaseAcquired | +21,435.23 | $10.73 | +$230,000.02 | 21,435.23 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.