Skip to main content

Moskow Michael H's Form 4 filing

FlowStone Opportunity Fund · filed Jan 24, 2022

Accession no.
0001398344-22-000907
Filed
Jan 24, 2022
Trade date
Oct 1, 2021
Filing delay
115 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $25.0K. It was filed 115 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Moskow Michael HCIK 0001412966Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 1, 2021Shares of Beneficial Interest of the FundPPurchaseAcquired+1,482.8$16.86+$25,000.011,482.8Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Exhibit 24: Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)