Conners Scott P.'s Form 4 filing
FlowStone Opportunity Fund · filed Jan 24, 2022
- Accession no.
- 0001398344-22-000905
- Filed
- Jan 24, 2022
- Trade date
- Apr 1-Oct 1, 2021
- Filing delay
- 298 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $350.0K. It was filed 298 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Conners Scott P.CIK 0001764839 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2021 | Shares of Beneficial Interest of the Fund | PPurchaseAcquired | +6,830.6 | $14.64 | +$99,999.98 | 31,834.81 | Direct | |
| Jul 1, 2021 | Shares of Beneficial Interest of the Fund | PPurchaseAcquired | +9,041.59 | $16.59 | +$149,999.98 | 40,876.4 | Direct | |
| Oct 1, 2021 | Shares of Beneficial Interest of the Fund | PPurchaseAcquired | +5,931.2 | $16.86 | +$100,000.03 | 48,236.57 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.