Rivernorth Capital Management, LLC's Form 4 filing
RiverNorth Flexible Municipal Income Fund, Inc. (RFM) · filed Jan 13, 2022
- Accession no.
- 0001398344-22-000555
- Filed
- Jan 13, 2022
- Trade date
- Jan 10-11, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $98.1K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rivernorth Capital Management, LLCCIK 0001447578 | Other: Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Common Stock | SSaleDisposed | −2,200 | $22.19 | −$48,818 | 77,952 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −2,200 | $22.39 | −$49,258 | 75,752 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.