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Peterson Adam K's Form 4 filing

Old Market Capital Corp (OMCC) · filed Nov 12, 2021

Accession no.
0001398344-21-021372
Filed
Nov 12, 2021, 3:23 PM ET
Trade date
Nov 10-11, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $94.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Peterson Adam KCIK 0001667769Director, 10% Owner
Magnolia Capital Fund, LPCIK 000161833310% Owner
Magnolia Group, LLCCIK 000161837610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 10, 2021Common StockPPurchaseAcquired+2,809$12.00F4+$33,7082,393,082Direct
Nov 11, 2021Common StockPPurchaseAcquired+4,968$12.14F5+$60,311.522,398,050Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

This transaction was executed in multiple trades at the price of $12.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $12.00 to $12.15. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)