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Berg Andrew J's Form 4 filing

Peachtree Alternative Strategies Fund · filed Nov 5, 2021

Accession no.
0001398344-21-020993
Filed
Nov 5, 2021
Trade date
Nov 1, 2021
Filing delay
4 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $1.50M. It was filed 4 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Berg Andrew JCIK 000170942110% Owner, Other: Adviser Officer

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Shares of beneficial interestPPurchaseAcquired+13,394.05$111.99F2+$1,499,999.6634,527.76Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The amount of shares sold, the price, and the amount of shares beneficially owned after the transaction, are estimated due to the timing of the calculation of the Fund's net asset value.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)