Shields Kevin's Form 4 filing
Apollo Diversified Credit Fund · filed Nov 5, 2021
- Accession no.
- 0001398344-21-020965
- Filed
- Nov 5, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $491.0K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shields KevinCIK 0001519317 | Director, Officer (President), Other: Officer of Fund's IA |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Class I Common Stock | PPurchaseDisposed | −10,000 | $24.55 | −$245,500 | 188,872.91 | Indirect | |
| Nov 2, 2021 | Class M Common Stock | PPurchaseAcquired | +9,998.82 | $24.55 | +$245,471.03 | 9,998.82 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.