Rivernorth Capital Management, LLC's Form 4 filing
RiverNorth Flexible Municipal Income Fund, Inc. (RFM) · filed Oct 12, 2021
- Accession no.
- 0001398344-21-019814
- Filed
- Oct 12, 2021
- Trade date
- Oct 8-11, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $92.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rivernorth Capital Management, LLCCIK 0001447578 | Other: Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 8, 2021 | Common Stock | SSaleDisposed | −2,200 | $23.34 | −$51,348 | 114,475 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −1,740 | $23.34 | −$40,611.6 | 112,735 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.