Rivernorth Capital Management, LLC's Form 4 filing
RiverNorth Flexible Municipal Income Fund, Inc. (RFM) · filed Sep 3, 2021
- Accession no.
- 0001398344-21-018484
- Filed
- Sep 3, 2021
- Trade date
- Sep 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $99.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rivernorth Capital Management, LLCCIK 0001447578 | Other: Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | SSaleDisposed | −2,200 | $24.03 | −$52,866 | 141,118 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −1,923 | $24.03 | −$46,209.69 | 139,195 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.