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Rivernorth Capital Management, LLC's Form 4 filing

RiverNorth Flexible Municipal Income Fund, Inc. (RFM) · filed Aug 19, 2021

Accession no.
0001398344-21-016522
Filed
Aug 19, 2021
Trade date
Aug 18, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $43.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rivernorth Capital Management, LLCCIK 0001447578Other: Adviser

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2021Common StockSSaleDisposed−1,800$24.20−$43,560150,568Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)