Peterson Adam K's Form 4 filing
Old Market Capital Corp (OMCC) · filed Aug 5, 2021
- Accession no.
- 0001398344-21-015583
- Filed
- Aug 5, 2021, 6:10 PM ET
- Trade date
- Aug 3-5, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $631.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peterson Adam KCIK 0001667769 | Director, 10% Owner |
| Magnolia Capital Fund, LPCIK 0001618333 | 10% Owner |
| Magnolia Group, LLCCIK 0001618376 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Common Stock | PPurchaseAcquired | +3,985 | $11.06F4 | +$44,074.1 | 2,190,635 | Direct | |
| Aug 4, 2021 | Common Stock | PPurchaseAcquired | +14,133 | $11.29F5 | +$159,561.57 | 2,204,768 | Direct | |
| Aug 5, 2021 | Common Stock | PPurchaseAcquired | +37,800 | $11.32F6 | +$427,896 | 2,242,568 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $11.01 to $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $11.25 to $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $11.10 to $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.