Fisk Darren's Form 4 filing
Forum Real Estate Income Fund · filed Jul 29, 2021
- Accession no.
- 0001398344-21-015028
- Filed
- Jul 29, 2021, 12:37 PM ET
- Trade date
- May 3, 2021
- Filing delay
- 87 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $31.5M. It was filed 87 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fisk DarrenCIK 0001859966 | Director, Officer (Chief Executive Officer) |
| Gerstenhaber DavidCIK 0001860041 | Director |
| Swerdlow MarcCIK 0001860053 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2021 | Class I Shares | PPurchaseAcquired | +1,821,098.19 | $10.00 | +$18,210,981.9 | 192,109.819 | Indirect | |
| May 3, 2021 | Class I Shares | PPurchaseAcquired | +57,234.51 | $10.00 | +$572,345.1 | 5,723.451 | Indirect | |
| May 3, 2021 | Class I Shares | PPurchaseAcquired | +1,268,278.63 | $10.00 | +$12,682,786.3 | 126,827.863 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.