McNamara Dennis P's Form 4 filing
Oppenheimer Holdings Inc (OPY) · filed Mar 6, 2023
- Accession no.
- 0001395774-23-000008
- Filed
- Mar 6, 2023
- Trade date
- Mar 3, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $539.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McNamara Dennis PCIK 0001395774 | Officer (Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Class A non-voting common stock | SSaleDisposed | −10,000 | $44.54 | −$445,400 | 26,444 | Direct | |
| Mar 3, 2023 | Class A non-voting common stock | SSaleDisposed | −2,120 | $44.51 | −$94,361.2 | 24,324 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.