Shu Lee-Lean's Form 4 filing
Gsi Technology Inc (GSIT) · filed May 12, 2026
- Accession no.
- 0001394413-26-000004
- Filed
- May 12, 2026
- Trade date
- May 11, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.64M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shu Lee-LeanCIK 0001394413 | Director, Officer (Pres., CEO and Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +32,749 | $4.99 | +$163,417.51 | 2,015,166 | Direct | |
| May 11, 2026 | Common Stock | SSaleDisposed | −32,749 | $10.09 | −$330,437.41 | 1,982,417 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +100,000 | $7.26 | +$726,000 | 2,082,417 | Direct | |
| May 11, 2026 | Common Stock | SSaleDisposed | −100,000 | $12.01 | −$1,201,000 | 1,982,417 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +10,313 | $4.99 | +$51,461.87 | 541,252 | Indirect | |
| May 11, 2026 | Common Stock | SSaleDisposed | −10,313 | $10.51 | −$108,389.63 | 530,939 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −32,749 | $0.00 | $0 | 0 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 0 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −10,313 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.