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Shu Lee-Lean's Form 4 filing

Gsi Technology Inc (GSIT) · filed Mar 17, 2026

Accession no.
0001394413-26-000003
Filed
Mar 17, 2026
Trade date
Mar 16-17, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $673.5K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shu Lee-LeanCIK 0001394413Director, Officer (Pres., CEO and Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2026Common StockMOption exerciseAcquired+30,734$4.99+$153,362.662,013,151Direct
Mar 16, 2026Common StockSSaleDisposed−30,734$10.02−$307,954.681,982,417Direct
Mar 17, 2026Common StockMOption exerciseAcquired+36,517$4.99+$182,219.832,018,934Direct
Mar 17, 2026Common StockSSaleDisposed−36,517$10.01−$365,535.171,982,417Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 16, 2026Common StockMOption exerciseDisposed−30,734$0.00$069,266Direct
Mar 17, 2026Common StockMOption exerciseDisposed−36,517$0.00$032,749Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)