Schulz Stefan B's Form 4 filing
PROS Holdings, Inc. (PRO) · filed Jan 20, 2022
- Accession no.
- 0001392972-22-000017
- Filed
- Jan 20, 2022
- Trade date
- Jan 18-19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $108.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schulz Stefan BCIK 0001340371 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +9,077 | $28.27F1 | +$256,606.79 | 285,976 | Direct | |
| Jan 19, 2022 | Common Stock | SSaleDisposed | −3,812 | $28.33F3 | −$107,993.96 | 282,164 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +19,146 | $28.27 | +$541,257.42 | 301,310 | Direct | |
| Jan 18, 2022 | Common Stock | FTax withholdingDisposed | −7,534 | $28.27 | −$212,986.18 | 293,776 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +9,077 | $0.00 | $0 | 94,979 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +19,146 | $0.00 | $0 | 142,086 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price represents the price of PROS Holdings, Inc. ("PROS") common stock at the close of market on January 18, 2022.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents a weighted average price. These shares were sold in fifty nine (59) transactions at prices ranging from $26.81 to $28.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.