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Liu Liang Chiu-Chu Sara's Form 4 filing

Super Micro Computer, Inc. (SMCI) · filed Jul 2, 2026

Accession no.
0001392941-26-000011
Filed
Jul 2, 2026, 5:52 PM ET
Trade date
Jul 1, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Liu Liang Chiu-Chu SaraCIK 0001392941Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2026Common StockMOption exerciseAcquired+830–F1–634,473DirectDuplicate filing
Jul 1, 2026Common StockFTax withholdingDisposed−448$27.65−$12,387.2634,025DirectDuplicate filing
Jul 1, 2026Common StockMOption exerciseAcquired+510–F1–634,535DirectDuplicate filing
Jul 1, 2026Common StockFTax withholdingDisposed−276$27.65−$7,631.4634,259DirectDuplicate filing
Jul 1, 2026Common StockMOption exerciseAcquired+273–F1–634,532DirectDuplicate filing
Jul 1, 2026Common StockFTax withholdingDisposed−148$27.65−$4,092.2634,384DirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2026Common StockMOption exerciseDisposed−830$0.00$0830DirectDuplicate filing
Jul 1, 2026Common StockMOption exerciseDisposed−510$0.00$01,020DirectDuplicate filing
Jul 1, 2026Common StockMOption exerciseDisposed−273$0.00$0821DirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)