Pfeiffer Michael L's Form 4 filing
Alpha & Omega Semiconductor Ltd (AOSL) · filed Jan 19, 2024
- Accession no.
- 0001387467-24-000017
- Filed
- Jan 19, 2024
- Trade date
- Jan 18-19, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $90.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pfeiffer Michael LCIK 0001598738 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2024 | Common Shares | MOption exerciseAcquired | +2,375 | $7.21 | +$17,123.75 | 59,994 | Direct | |
| Jan 18, 2024 | Common Shares | SSaleDisposed | −664 | $26.68F2 | −$17,715.52 | 59,330 | Direct | |
| Jan 19, 2024 | Common Shares | MOption exerciseAcquired | +4,500 | $7.21 | +$32,445 | 63,830 | Direct | |
| Jan 19, 2024 | Common Shares | SSaleDisposed | −2,673 | $27.34F2 | −$73,079.82 | 61,157 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2024 | Common Share | MOption exerciseDisposed | −2,375 | $0.00 | $0 | 4,500 | Direct | |
| Jan 19, 2024 | Common Share | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is the exact price at which all shares were sold.
Referenced by the price of 2 transactions in Table I.