Xue Bing's Form 4 filing
Alpha & Omega Semiconductor Ltd (AOSL) · filed Mar 17, 2023
- Accession no.
- 0001387467-23-000027
- Filed
- Mar 17, 2023
- Trade date
- Mar 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $16.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Xue BingCIK 0001787488 | Officer (EVP-WW Sales & Bus Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Share | AGrant or awardAcquired | +20,000 | $0.00 | $0 | 75,897 | Direct | |
| Mar 15, 2023 | Common Share | FTax withholdingDisposed | −4,411 | $25.45 | −$112,259.95 | 71,486 | Direct | |
| Mar 15, 2023 | Common Share | FTax withholdingDisposed | −3,339 | $25.45 | −$84,977.55 | 68,147 | Direct | |
| Mar 15, 2023 | Common Share | AGrant or awardAcquired | +11,610 | $0.00 | $0 | 79,757 | Direct | |
| Mar 16, 2023 | Common Share | SSaleDisposed | −645 | $25.07F9 | −$16,170.15 | 79,112 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F9
The price reported in Column 4 is the exact price at which all shares were sold.
Referenced by the price of 1 transaction in Table I.