Liang Yifan's Form 4 filing
Alpha & Omega Semiconductor Ltd (AOSL) · filed Jan 10, 2023
- Accession no.
- 0001387467-23-000004
- Filed
- Jan 10, 2023
- Trade date
- Jan 9, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $198.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liang YifanCIK 0001522325 | Officer (CFO and Corp Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Shares | MOption exerciseAcquired | +6,600 | $8.45 | +$55,770 | 196,690 | Direct | |
| Jan 9, 2023 | Common Shares | SSaleDisposed | −6,600 | $30.00F5 | −$198,000 | 190,090 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Shares | MOption exerciseAcquired | +6,600 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported in Column 4 is the exact price at which all shares were sold.
Referenced by the price of 1 transaction in Table I.