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Salameh Michael J's Form 4 filing

Alpha & Omega Semiconductor Ltd (AOSL) · filed Aug 16, 2022

Accession no.
0001387467-22-000054
Filed
Aug 16, 2022
Trade date
Aug 15, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $250.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Salameh Michael JCIK 0001246496Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2022Common SharesSSaleDisposed−3,392$42.56F2−$144,363.5245,033Direct
Aug 15, 2022Common SharesMOption exerciseAcquired+2,500$7.56+$18,90047,533Direct
Aug 15, 2022Common SharesSSaleDisposed−2,500$42.56F2−$106,40045,033Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2022Common ShareMOption exerciseDisposed−2,500$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is the exact price at which all shares were sold.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)