Xue Bing's Form 4 filing
Alpha & Omega Semiconductor Ltd (AOSL) · filed Mar 17, 2022
- Accession no.
- 0001387467-22-000028
- Filed
- Mar 17, 2022
- Trade date
- Mar 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $200.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Xue BingCIK 0001787488 | Officer (EVP-WW Sales & Bus Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Share | AGrant or awardAcquired | +15,000 | $0.00 | $0 | 60,287 | Direct | |
| Mar 15, 2022 | Common Share | FTax withholdingDisposed | −3,970 | $48.65 | −$193,140.5 | 56,317 | Direct | |
| Mar 15, 2022 | Common Share | FTax withholdingDisposed | −3,537 | $48.65 | −$172,075.05 | 52,780 | Direct | |
| Mar 15, 2022 | Common Share | AGrant or awardAcquired | +3,750 | $0.00 | $0 | 56,530 | Direct | |
| Mar 15, 2022 | Common Share | AGrant or awardAcquired | +15,000 | $0.00 | $0 | 71,530 | Direct | |
| Mar 16, 2022 | Common Share | SSaleDisposed | −4,024 | $49.79F9 | −$200,354.96 | 67,506 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F9
The price reported in Column 4 is the exact price at which all shares were sold.
Referenced by the price of 1 transaction in Table I.