Enrich Jose Miguel's Form 4 filing
Rubicon Technologies, Inc. (RBTC) · filed Sep 21, 2023
- Accession no.
- 0001387131-23-011466
- Filed
- Sep 21, 2023
- Trade date
- Sep 15, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Enrich Jose MiguelCIK 0001878117 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Class A common Stock | PPurchaseAcquired | +3,984,946 | –F1 | – | 3,984,946 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 15, 2023, Rubicon Technologies, Inc. ("Issuer") entered into a securities purchase agreement with MBI Holdings LP ("MBI"), pursuant to which MBI purchased $1.8 million of warrants entitling MBI to purchase 3,984,946 shares of Class A Common Stock at an exercise price of $0.01 per share, exercisable at the option of MBI.
Referenced by the price of 1 transaction in Table II.