Enrich Jose Miguel's Form 4/A amendment
AmendedRubicon Technologies, Inc. (RBTC) · filed Aug 3, 2023
- Accession no.
- 0001387131-23-009276
- Filed
- Aug 3, 2023, 4:39 PM ET
- Trade date
- Jun 16, 2023
- Filing delay
- 48 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 16, 2023
This filing lists 5 non-derivative transactions. Open-market purchases total $12.9M. It was filed 48 days after the trade.
This amendment replaces 0001829126-23-004338 (filed Jun 21, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Enrich Jose MiguelCIK 0001878117 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Class A common stock | PPurchaseAcquired | +240,154 | $0.4164 | +$100,000.13 | 351,265 | Direct | |
| Jun 16, 2023 | Class A common stock | PPurchaseAcquired | +1,200,768 | $0.4164 | +$499,999.8 | 2,122,073 | Indirect | |
| Jun 16, 2023 | Class A common stock | PPurchaseAcquired | +1,861,191 | $0.4164 | +$774,999.93 | 2,782,496 | Indirect | |
| Jun 16, 2023 | Class A common stock | PPurchaseAcquired | +1,200,768 | $0.4164 | +$499,999.8 | 1,508,768 | Indirect | |
| Jun 16, 2023 | Class A common stock | PPurchaseAcquired | +26,416,907 | $0.4164 | +$11,000,000.07 | 38,110,079 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On June 16, 2023, the various entities which Mr. Enrich manages acquired shares of common stock of the Issuer at a per share purchase price of $0.4164 through a private placement transaction.
- F2
Pequeno Holdings LLC ("Pequeno LLC") is the general partner of Pequeno Holdings LP ("Pequeno LP").
- F3
DGR Holdings LLC ("DGR LLC") is the general partner of DGR Holdings LP ("DGR LP").
- F4
Bolis Holdings LLC ("Bolis LLC") is the general partner of Bolis Holdings LP ("Bolis LP").
- F5
GFAPCH FO, S.C., a Mexican corporation ("GFAPCH"), is the general partner of each of RUBCN Holdings LP, RUBCN IV LP, and RUBCN Holdings V LP.
- F6
Mr. Enrich is the general partner of MBI Holdings LP ("MBI"), the sole director of each of Bolis LLC, Pequeno LLC, DGR LLC, and GFAPCH and has voting and dispositive control over such securities and may be deemed to beneficially own such securities held by MBI, GFAPCH, Bolis LP, Pequeno LP, and DGR LP. Mr. Enrich disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.