Conroy Kevin Anthony's Form 4 filing
Finite Solar Finance Fund · filed Mar 31, 2023
- Accession no.
- 0001387131-23-004283
- Filed
- Mar 31, 2023, 1:29 PM ET
- Trade date
- Feb 21-Mar 2, 2023
- Filing delay
- 38 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $116.0K. Open-market sales total $98.3K. It was filed 38 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Conroy Kevin AnthonyCIK 0001902519 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Closed-End Fund | PPurchaseAcquired | +504.032 | $9.92 | +$5,000 | – | Direct | |
| Feb 23, 2023 | Closed-End Fund | SSaleDisposed | −9,900 | $9.93 | −$98,307 | – | Direct | |
| Mar 2, 2023 | Closed-End Fund | PPurchaseAcquired | +4,225.352 | $9.94 | +$42,000 | – | Direct | |
| Mar 2, 2023 | Closed-End Fund | PPurchaseAcquired | +6,941.65 | $9.94 | +$69,000 | – | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.