Marchese Anthony G.'s Form 4 filing
DyTb, LLC (TMRC) · filed Mar 27, 2023
- Accession no.
- 0001387131-23-004022
- Filed
- Mar 27, 2023
- Trade date
- Oct 18, 2022-Mar 24, 2023
- Filing delay
- 160 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $5.80K. It was filed 160 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marchese Anthony G.CIK 0001499291 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2022 | Common Stock | AGrant or awardAcquired | +8,082 | $1.78F1 | +$14,385.96 | 4,054,238 | Direct | |
| Dec 28, 2022 | Common Stock | AGrant or awardAcquired | +8,282 | $1.25F1 | +$10,352.5 | 4,062,520 | Direct | |
| Mar 24, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $1.16 | +$5,800 | 4,067,520 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | AGrant or awardAcquired | +500,000 | $1.31F3 | +$655,000 | 500,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Issued by the issuer pursuant to Rule 16b-3(d) for services rendered and this price represents the closing price on the transaction date.
Referenced by the price of 2 transactions in Table I.
- F3
Exercise Price.
Referenced by the price of 1 transaction in Table II.