Levinson Mitchell E.'s Form 4 filing
Pulse Biosciences, Inc. (PLSE) · filed Jun 10, 2022
- Accession no.
- 0001387131-22-006922
- Filed
- Jun 10, 2022
- Trade date
- Jun 9, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 5 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Levinson Mitchell E.CIK 0001674465 | Director, Officer (Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +10,935 | – | – | 37,504 | Direct | |
| Jun 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +814 | – | – | 4,135 | Indirect | |
| Jun 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +143 | – | – | 734 | Indirect | |
| Jun 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +143 | – | – | 734 | Indirect | |
| Jun 9, 2022 | Common Stock | XIn-the-money exerciseAcquired | +143 | – | – | 734 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | PPurchaseAcquired | +10,935 | – | – | 10,935 | Direct | |
| Jun 9, 2022 | Common Stock | PPurchaseAcquired | +814 | – | – | 814 | Indirect | |
| Jun 9, 2022 | Common Stock | PPurchaseAcquired | +143 | – | – | 143 | Indirect | |
| Jun 9, 2022 | Common Stock | PPurchaseAcquired | +143 | – | – | 143 | Indirect | |
| Jun 9, 2022 | Common Stock | PPurchaseAcquired | +143 | – | – | 143 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.