Viking Global Investors LP's Form 4 filing
APi Group Corp (APG) · filed Jan 5, 2022
- Accession no.
- 0001387131-22-000095
- Filed
- Jan 5, 2022, 8:20 PM ET
- Trade date
- Jan 3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Viking Global Investors LPCIK 0001103804 | 10% Owner |
| Viking Global Performance LLCCIK 0001132625 | 10% Owner |
| Halvorsen Ole AndreasCIK 0001133006 | 10% Owner |
| Viking Global Equities II LPCIK 0001413378 | 10% Owner |
| Ott David C.CIK 0001621842 | 10% Owner |
| Shabet Rose SharonCIK 0001711393 | 10% Owner |
| Viking Global Equities Master Ltd.CIK 0001759530 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Common Stock | PPurchaseAcquired | +7,967,479 | $1,000.00 | +$196,000,000 | 196,000 | Indirect | |
| Jan 3, 2022 | Common Stock | PPurchaseAcquired | +162,602 | $1,000.00 | +$4,000,000 | 4,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
6. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. 7. Each of Andreas Halvorsen, David C. Ott and Rose S. Shabet is signing individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP, and VIKING GLOBAL EQUITIES MASTER LTD.