Bonderman David's Form 4 filing
McAfee Corp.MCFE · filed Sep 16, 2021
- Accession no.
- 0001387131-21-009476
- Filed
- Sep 16, 2021, 4:40 PM ET
- Trade date
- Sep 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $140.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bonderman DavidCIK 0000860866 | 10% Owner |
| Coulter James GCIK 0001099776 | 10% Owner |
| TPG Group Holdings (SBS) Advisors, Inc.CIK 0001495741 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Class A Common Stock | CConversionAcquired | +59,097 | –F5 | – | 66,646,226 | Indirect | |
| Sep 14, 2021 | Class A Common Stock | SSaleDisposed | −6,473,440 | $21.71 | −$140,554,566 | 60,172,786 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Class A Common Stock | CConversionDisposed | −59,097 | –F5 | – | 57,874,536 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
On September 14, 2021, TPG AIV Co-Invest and TPG Manta Holdings II exchanged 4,049 Common Units and 55,048 Common Units, respectively (together with an equal number of Class B Shares), for Class A Shares on a one-for-one basis.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
Remarks
(8) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. (9) Gerald Neugebauer is signing on behalf of both Messrs. Bonderman and Coulter pursuant to authorization and designation letters dated February 26, 2020, which were previously filed with the Securities and Exchange Commission.