Forman Michael C.'s Form 4 filing
FS KKR Capital Corp (FSK) · filed Sep 2, 2021
- Accession no.
- 0001387131-21-009197
- Filed
- Sep 2, 2021
- Trade date
- Aug 31, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Forman Michael C.CIK 0001438253 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | SSaleDisposed | −10,090 | $0.00F1 | $0 | 41,290.38 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares and the remainder vests in equal installments on January 1 of each of the next 4 years, subject to the officer's continued employment.
Referenced by the price of 1 transaction in Table I.