Lilly Steven C's Form 4 filing
FS KKR Capital Corp (FSK) · filed Sep 2, 2021
- Accession no.
- 0001387131-21-009195
- Filed
- Sep 2, 2021
- Trade date
- Jun 10, 2021
- Filing delay
- 84 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. It was filed 84 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lilly Steven CCIK 0001158392 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2021 | Common Stock | PPurchaseAcquired | +50,448 | $0.00F1 | $0 | 50,448 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents common stock granted by Franklin Square Holdings, L.P. to the reporting person in connection with his service as an officer of FS KKR Capital Corp. The vested portion of the grant, consisting of 10,090 shares, was transferred to the reporting person as of August 31, 2021. The remainder vests in equal installments on January 1 of each of the next 4 years, subject to Mr. Lilly's continuing employment.
Referenced by the price of 1 transaction in Table I.