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Forman Michael C.'s Form 4 filing

FS KKR Capital Corp (FSK) · filed Aug 20, 2021

Accession no.
0001387131-21-008766
Filed
Aug 20, 2021
Trade date
Aug 17, 2021
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $229.8K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Forman Michael C.CIK 0001438253Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 17, 2021Common StockPPurchaseAcquired+10,000$22.98F1+$229,80013,119.08Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sales were effected in multiple transactions at prices ranging from $22.93 to $23.00, inclusive. The price reported in Column 4 is the weighted average price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)