Higgs Dennis Lyle's Form 4/A amendment
AmendedEnergy Fuels Inc (UUUU) · filed Jun 2, 2023
- Accession no.
- 0001385849-23-000022
- Filed
- Jun 2, 2023
- Trade date
- Jun 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 2, 2023
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $173.5K. It was filed 1 day after the trade.
This amendment replaces 0001385849-23-000021 (filed Jun 2, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Higgs Dennis LyleCIK 0001134878 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Shares | MOption exerciseAcquired | +27,412 | $4.79 | +$131,303.48 | 297,493 | Direct | |
| Jun 1, 2023 | Common Shares | SSaleDisposed | −27,412 | $6.33 | −$173,517.96 | 270,081 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Shares | MOption exerciseDisposed | −27,412 | $0.00 | $0 | 18,615 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
Inadvertently reported the incorrect date of the transactions. The correct date is June 1, 2023 rather than June 2, 2023 as previously reported. All other details remain the same.