Higgs Dennis Lyle's Form 4 filing
Energy Fuels Inc (UUUU) · filed Nov 4, 2021
- Accession no.
- 0001385849-21-000045
- Filed
- Nov 4, 2021
- Trade date
- Nov 3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $165.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Higgs Dennis LyleCIK 0001134878 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Shares | MOption exerciseAcquired | +17,212 | $7.42 | +$127,713.04 | 338,850 | Direct | |
| Nov 3, 2021 | Common Shares | SSaleDisposed | −17,212 | $9.62 | −$165,579.44 | 321,638 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Shares | MOption exerciseDisposed | −17,212 | $0.00 | $0 | 63,239 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The sales price reported in Table I is a weighted average price. These shares were sold in multiple transactions on the date reported. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.