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Shah Capital Management's Form 4 filing

Emeren Group Ltd (SOL) · filed Dec 6, 2023

Accession no.
0001383838-23-000019
Filed
Dec 6, 2023
Trade date
Dec 1-5, 2023
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $379.3K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shah Capital ManagementCIK 0001383838Director, 10% Owner, Other: Chairman

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2023American Depositary SharesPPurchaseAcquired+7,949$2.37F2+$18,839.1317,895,987Indirect
Dec 5, 2023American Depositary SharesPPurchaseAcquired+147,121$2.45F2+$360,446.4518,043,108Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is weighted average price. These shares were bought in multiple transactions at price ranging from $2.36 to $2.46, inclusive of commissions. The Reporting Person undertakes to provide the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth therein.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)