Shah Capital Management's Form 4 filing
Emeren Group Ltd (SOL) · filed Sep 11, 2023
- Accession no.
- 0001383838-23-000011
- Filed
- Sep 11, 2023
- Trade date
- Sep 6-8, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $382.7K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shah Capital ManagementCIK 0001383838 | Director, 10% Owner, Other: Chairman |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2023 | American Depositary Shares | PPurchaseAcquired | +34,493 | $3.32F2 | +$114,516.76 | 16,587,296 | Indirect | |
| Sep 7, 2023 | American Depositary Shares | PPurchaseAcquired | +6,044 | $3.17F2 | +$19,159.48 | 16,593,340 | Indirect | |
| Sep 8, 2023 | American Depositary Shares | PPurchaseAcquired | +79,299 | $3.14F2 | +$248,998.86 | 16,672,639 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents price inclusive of commission
Referenced by the price of 3 transactions in Table I.