Kappus Anthony Ray's Form 4 filing
Redfin Corp (RDFN) · filed May 22, 2024
- Accession no.
- 0001382821-24-000075
- Filed
- May 22, 2024
- Trade date
- May 20-21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $61.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kappus Anthony RayCIK 0001860481 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +527 | $0.00F1 | $0 | 16,004 | Direct | |
| May 20, 2024 | Common Stock | FTax withholdingDisposed | −129 | $7.11 | −$917.19 | 15,875 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +592 | $0.00F1 | $0 | 16,467 | Direct | |
| May 20, 2024 | Common Stock | FTax withholdingDisposed | −145 | $7.11 | −$1,030.95 | 16,322 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +3,966 | $0.00F1 | $0 | 20,288 | Direct | |
| May 20, 2024 | Common Stock | FTax withholdingDisposed | −966 | $7.11 | −$6,868.26 | 19,322 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +6,572 | $0.00F1 | $0 | 25,894 | Direct | |
| May 20, 2024 | Common Stock | FTax withholdingDisposed | −1,601 | $7.11 | −$11,383.11 | 24,293 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −8,816 | $6.96F2 | −$61,359.36 | 15,477 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −527 | $0.00 | $0 | 0 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −592 | $0.00 | $0 | 2,366 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −3,966 | $0.00 | $0 | 31,726 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −6,572 | $0.00 | $0 | 26,287 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis upon settlement.
Referenced by the price of 4 transactions in Table I.
- F2
The reporting person executed the transaction in multiple trades at prices ranging from $6.92 to $7.05. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.